Paul Terence Gazzard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sentinel Regulatory Services Ltd (no longer approved here)
FRN 1007903
- CF30 Customer (13 Dec 2024 to 1 Apr 2026)
- CF1 Director (AR) (13 Dec 2024 to 1 Apr 2026)
TBC Partners Advisory Limited (no longer approved here)
FRN 1021515
- Employed By (13 Dec 2024 to 1 Apr 2026)
Oberon Investments Limited (no longer approved here)
FRN 124885
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Apr 2020)
- SMF3 Executive Director (9 Dec 2019 to 3 Apr 2020)
- CF1 Director (5 Jan 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (5 Jan 2018 to 8 Dec 2019)
TRADE NATION FINANCIAL UK LTD (no longer approved here)
FRN 525164
- CF3 Chief Executive (3 Feb 2014 to 7 Oct 2016)
- CF1 Director (3 Feb 2014 to 7 Oct 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.