Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TRADE NATION FINANCIAL UK LTD
FRN 525164
- SMF3 Executive Director (since 29 Apr 2020)
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- [FCA CF] Significant management (29 Apr 2020 to 17 May 2023)
- CF10a CASS Oversight function (29 Nov 2017 to 8 Dec 2019)
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- CF28 Systems and controls (1 Nov 2007 to 21 Mar 2010)
- CF13 Finance (26 Jul 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.