Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 29 Apr 2020)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Significant management (29 Apr 2020 to 17 May 2023)
    • CF10a CASS Oversight function (29 Nov 2017 to 8 Dec 2019)
  • Advisory Insurance Brokers Limited (no longer approved here)

    FRN 313250

    • CF28 Systems and controls (1 Nov 2007 to 21 Mar 2010)
    • CF13 Finance (26 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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