TP ICAP (Europe) SA, London Branch

• Principal Place of Business

  T P I C A P

  135 Bishopsgate

  London

  City Of London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +442072007000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  TP ICAP (Europe) SA, London Branch

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +442039333104

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Emissions Allowance, Government and public security, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Emissions Allowance, Government and public security, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Warrant

• George Dranganoudis

  IRN GXD00178

  • [FCA CF] Material risk taker (12 Dec 2023 to 17 May 2024)
  • SMF3 Executive Director (12 Dec 2023 to 17 May 2024)
• George Moss

  IRN GXM00264

  • [FCA CF] Client dealing (since 8 Apr 2024)
• Izaiah Otway

  IRN IXO00054

  • [FCA CF] Client dealing (since 19 May 2025)
• Jack Michael Herlihy

  IRN JMH01354

  • [FCA CF] Client dealing (since 8 Apr 2024)
  • [FCA CF] Manager of certification employee (since 8 Apr 2024)
• Julie Ann Jack

  IRN JAJ01105

  • [FCA CF] Material risk taker (12 Dec 2023 to 31 Dec 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (12 Dec 2023 to 1 Apr 2026)
• Lance Jacobs

  IRN LXJ01033

  • [FCA CF] Client dealing (since 8 Apr 2024)
• Luke Pannell

  IRN LJP01090

  • [FCA CF] Client dealing (since 8 Apr 2024)
• Marius Radu Floca

  IRN MXF36042

  • SMF16 Compliance Oversight (since 12 Dec 2023)
  • [FCA CF] Material risk taker (12 Dec 2023 to 31 Dec 2024)
• Mark Pointer

  IRN MXP71152

  • [FCA CF] Material risk taker (since 12 Dec 2023)
• Mark WEEKLEY

  IRN MXW02307

  • [FCA CF] Client dealing (8 Apr 2024 to 13 Mar 2025)

No changes recorded yet.