Jack Michael Herlihy

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP (Europe) SA, London Branch
FRN 992143
- [FCA CF] Client dealing (since 8 Apr 2024)
- [FCA CF] Manager of certification employee (since 8 Apr 2024)
TP ICAP Markets Limited
FRN 124520
- [FCA CF] Manager of certification employee (since 1 Oct 2022)
TP ICAP Broking Limited
FRN 154234
- [FCA CF] Manager of certification employee (since 31 Mar 2020)
- [FCA CF] Client dealing (since 31 Mar 2020)
- CF30 Customer (16 May 2017 to 8 Dec 2019)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF30 Customer (12 Apr 2012 to 6 May 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.