Date authorised
1 April 2013
Companies House
05379716
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Watson House
    London Road
    Reigate
    Surrey
    RH2 9PQ
    UNITED KINGDOM
    Phone
    +4401737241144
  • Complaints Contact

    Towers Watson Ltd
    Watson House
    London Road
    Reigate
    Surrey
    RH2 9PQ
    UNITED KINGDOM
    Phone
    +4402031246000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver William Troop

    IRN OWT01001

    • CF30 Customer (22 Aug 2014 to 17 Apr 2015)
  • Olivia Kennedy

    IRN OXD01141

    • CF30 Customer (24 Aug 2016 to 27 Feb 2017)
  • Pallavi Aston

    IRN PXP01311

    • CF30 Customer (28 Nov 2011 to 25 May 2018)
  • Patrick Philip Tye

    IRN PXT09423

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2023)
    • CF30 Customer (14 Dec 2018 to 8 Dec 2019)
  • Paul Bernard Clark

    IRN PBC00001

    • CF30 Customer (1 Mar 2012 to 30 Apr 2013)
  • Paul Christopher Berriman

    IRN PCB01040

    • [FCA CF] Client dealing (1 Nov 2022 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2026)
  • Paul David Enderby

    IRN PXE01094

    • CF30 Customer (1 Nov 2007 to 31 Oct 2010)
    • CF21 Investment Adviser (30 Jul 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (30 Jul 2005 to 31 Oct 2007)
  • Paul Edward Peter Woods

    IRN PEW01030

    • CF30 Customer (9 Jun 2011 to 31 Jan 2013)
    • CF21 Investment Adviser (30 Jul 2005 to 19 Oct 2007)
  • Paul Francis

    IRN PJF00076

    • CF30 Customer (1 Nov 2007 to 6 Feb 2009)
    • CF21 Investment Adviser (1 Aug 2005 to 31 Oct 2007)
  • Paul Geoffrey Morris

    IRN PGM01139

    • SMF13 Chair of the Nominations Committee (since 30 Sep 2025)
    • SMF12 Chair of the Remuneration Committee (since 30 Sep 2025)
    • SMF9 Chair of the Governing Body (since 18 Aug 2020)
    • CF3 Chief Executive (1 Sep 2011 to 9 Nov 2016)
    • CF1 Director (1 Sep 2011 to 9 Nov 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.