Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Towers Watson Investment Management Limited
FRN 446740
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2026)
- [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2026)
- SMF3 Executive Director (9 Dec 2019 to 1 Apr 2026)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (20 Mar 2006 to 31 Oct 2007)
- CF1 Director (20 Mar 2006 to 8 Dec 2019)
-
- [FCA CF] Client dealing (1 Nov 2022 to 1 Apr 2026)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
- [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2026)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.