Toscafund Asset Management LLP

Date authorised
1 April 2013
Companies House
OC320318
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ferguson House
    15 Marylebone Road
    5th Floor
    London
    NW1 5JD
    UNITED KINGDOM
    Phone
    +4402078456100
    Web
    https://www.toscafund.com

  • Complaints Contact

    Ferguson House
    15 Marylebone Road
    5th Floor
    London
    NW1 5JD
    UNITED KINGDOM
    Phone
    +4402078456100
    Web
    https://www.toscafund.com

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Judith Davison

    IRN JXD02398

    • CF30 Customer (4 Apr 2016 to 20 May 2019)
  • Kristiaan Franciscus Gommeren

    IRN KXG01095

    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF27 Investment Management (31 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (31 Oct 2006 to 30 Sep 2009)
  • Leila Mestoyeva

    IRN MXL01683

    • CF30 Customer (1 Jul 2008 to 1 Jul 2008)
  • MARK METCALF

    IRN MXM03923

    • CF30 Customer (9 Nov 2015 to 20 May 2019)
  • Mark Andrew Tinker

    IRN MAT01072

    • [FCA CF] Client dealing (1 Nov 2023 to 7 Jun 2024)
  • Mark Steven Caterer

    IRN MSC01062

    • CF11 Money Laundering Reporting (18 Jun 2007 to 18 Jan 2008)
  • Martin Brian Hughes

    IRN MBH01013

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 30 May 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (31 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (31 Oct 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2006 to 31 Oct 2007)
    • CF3 Chief Executive (31 Oct 2006 to 8 Dec 2019)
  • Martin James Gilbert

    IRN MJG01142

    • [FCA CF] Significant management (since 9 Mar 2020)
    • [FCA CF] Client dealing (since 9 Mar 2020)
  • Martin James McKay

    IRN MJM01418

    • SMF1 Chief Executive (23 Sep 2022 to 13 Feb 2025)
    • SMF27 Partner (9 Dec 2019 to 13 Feb 2025)
    • CF29 Significant management (31 Jan 2011 to 8 Dec 2019)
    • CF1 Director (AR) (31 Jan 2011 to 17 Jan 2017)
    • CF4 Partner (10 Feb 2010 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (11 Oct 2007 to 31 Oct 2007)
  • Matthew Christopher Unsworth

    IRN MCU01002

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (10 Dec 2018 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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