Toscafund Asset Management LLP

Date authorised
1 April 2013
Companies House
OC320318
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ferguson House
    15 Marylebone Road
    5th Floor
    London
    NW1 5JD
    UNITED KINGDOM
    Phone
    +4402078456100
    Web
    https://www.toscafund.com

  • Complaints Contact

    Ferguson House
    15 Marylebone Road
    5th Floor
    London
    NW1 5JD
    UNITED KINGDOM
    Phone
    +4402078456100
    Web
    https://www.toscafund.com

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew John Siebert

    IRN MJS01242

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Jun 2008 to 8 Dec 2019)
    • CF4 Partner (16 Jun 2008 to 9 Dec 2019)
  • Mavinda Johal

    IRN MXJ01748

    • CF30 Customer (11 Apr 2016 to 9 Jan 2018)
  • Maximilian Henry Gelber

    IRN MHG01063

    • [FCA CF] Client dealing (since 3 Feb 2025)
  • Mehmet Dalman

    IRN MXS01365

    • CF30 Customer (4 Jul 2008 to 5 Jan 2012)
    • CF4 Partner (4 Jul 2008 to 5 Jan 2012)
    • CF29 Significant management (4 Jul 2008 to 5 Jan 2012)
  • Narayanan Shadagopan

    IRN NXS01214

    • CF4 Partner (4 Mar 2009 to 31 Jan 2013)
    • CF30 Customer (4 Mar 2009 to 29 Jul 2011)
  • Nichola Jane Wood

    IRN NXH01124

    • CF4 Partner (31 Oct 2006 to 26 Oct 2009)
    • CF11 Money Laundering Reporting (31 Oct 2006 to 18 Jun 2007)
    • CF10 Compliance Oversight (31 Oct 2006 to 18 Jun 2007)
  • Nicholas Emery

    IRN NXE01147

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 May 2022)
    • SMF16 Compliance Oversight (since 17 May 2022)
  • Nigel Stanley Gliksten

    IRN NSG01015

    • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2023)
    • CF4 Partner (18 Feb 2011 to 9 Dec 2019)
    • CF30 Customer (18 Feb 2011 to 8 Dec 2019)
  • Oliver Booth

    IRN OXB00187

    • [FCA CF] Significant management (since 21 Mar 2025)
  • Oliver Reece

    IRN OXR01081

    • CF30 Customer (29 Feb 2016 to 20 May 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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