Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TOSCA DEBT CAPITAL LLP
FRN 814459
- SMF16 Compliance Oversight (since 31 Jul 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Jul 2023)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF30 Customer (16 Apr 2019 to 8 Dec 2019)
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- CF30 Customer (9 Nov 2015 to 20 May 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.