TOSCA DEBT CAPITAL LLP

• Principal Place of Business

  55 King Street

  Manchester

  Greater Manchester

  M2 4LQ

  UNITED KINGDOM

  Phone

  +441616724753

  Web

  https://www.tdcllp.co.uk

• Complaints Contact

  55 King Street

  Manchester

  Greater Manchester

  M2 4LQ

  UNITED KINGDOM

  Phone

  +441616724753

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . TOSCAFUND ASSET MANAGEMENT LLP

  IRN XXT10296

  • SMF27 Partner (9 Dec 2019 to 6 Sep 2023)
  • CF4 Partner (16 Apr 2019 to 8 Dec 2019)
• CRAIG MONKS

  IRN CXM02700

  • CF30 Customer (16 Apr 2019 to 8 Dec 2019)
• Gary Davison

  IRN GXD01606

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (16 Apr 2019 to 8 Dec 2019)
  • CF4 Partner (16 Apr 2019 to 8 Dec 2019)
• Judith Davison

  IRN JXD02398

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Apr 2019 to 8 Dec 2019)
• MARK METCALF

  IRN MXM03923

  • SMF16 Compliance Oversight (since 31 Jul 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Jul 2023)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF30 Customer (16 Apr 2019 to 8 Dec 2019)
• Nicholas Emery

  IRN NXE01147

  • SMF17 Money Laundering Reporting Officer (MLRO) (17 May 2022 to 30 Jun 2023)
  • SMF16 Compliance Oversight (17 May 2022 to 30 Jun 2023)
• Oliver Reece

  IRN OXR01081

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2021)
  • CF30 Customer (16 Apr 2019 to 8 Dec 2019)
• Richard Williams

  IRN RXW01797

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (16 Apr 2019 to 8 Dec 2019)
  • CF4 Partner (16 Apr 2019 to 8 Dec 2019)
• Robert Powers Lord, JR

  IRN RXL01433

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Feb 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Feb 2022)
  • CF10 Compliance Oversight (16 Apr 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Apr 2019 to 8 Dec 2019)
• STUART THWAITES

  IRN SXT87622

  • [FCA CF] Client dealing (since 9 Dec 2019)

No changes recorded yet.