TMS Capital Limited

• Principal Place of Business

  The Innovation Centre

  Cranfield Technology Park

  University Way

  Cranfield

  Beds

  MK43 0BT

  UNITED KINGDOM

  Phone

  +442070991138

  Web

  https://www.tms-capital.com

• Complaints Contact

  Cranfield Innovation Centre

  University Way

  Bedford

  Central Bedfordshire

  MK43 0BT

  UNITED KINGDOM

  Phone

  +442070991138

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Peter Anthony Hollins

  IRN PAH01125

  • CF30 Customer (16 Apr 2014 to 19 May 2016)
• Peter Clothier

  IRN PXC02331

  • CF30 Customer (10 Nov 2015 to 20 Feb 2017)
• Photis Georgiades

  IRN PXG01493

  • CF30 Customer (24 Oct 2016 to 5 Jun 2017)
• Robert Tratt

  IRN RXT01570

  • CF30 Customer (14 Apr 2014 to 19 May 2016)
• Sally Montgomerie Hamilton

  IRN SMH01108

  • CF2 Non Executive Director (25 Feb 2004 to 19 Jul 2004)
  • CF1 Director (1 Dec 2001 to 25 Feb 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2004)
  • CF10 Compliance Oversight (1 Dec 2001 to 25 Feb 2004)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 25 Feb 2004)
• Saqib Ahmed Mir

  IRN SAM00128

  • CF30 Customer (6 Nov 2014 to 10 Dec 2015)
• Simon Richard Harris

  IRN SRH01105

  • CF26 Customer Trading (11 Feb 2004 to 1 Dec 2005)
• Stefanos Bitzakidis

  IRN SXB01367

  • CF30 Customer (26 Feb 2016 to 5 Jun 2017)
• Thierry Laduguie

  IRN TXL01127

  • CF30 Customer (1 Nov 2007 to 6 Oct 2014)
  • CF27 Investment Management (2 Oct 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (3 Mar 2005 to 22 Dec 2005)
  • CF22 Investment Adviser (Trainee) (15 Apr 2004 to 28 Feb 2005)
• Utpal Chatterjee

  IRN CXU01021

  • CF30 Customer (14 Apr 2014 to 7 Jul 2017)

• Anoushaa Limited (no longer appointed)

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• Polden Capital Limited (no longer appointed)

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• Ariolus Limited (no longer appointed)

  FRN 741075 · Appointed 18 Mar 2016 · Until 31 Jan 2017

• Alphaseeker Investment Management Limited (no longer appointed)

  FRN 739396 · Appointed 7 Mar 2016 · Until 31 Oct 2016

• Pathburner Limited (no longer appointed)

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• Savernake Technology Limited (no longer appointed)

  FRN 739051 · Appointed 3 Mar 2016 · Until 1 Nov 2018

• Pathburner Ventures Limited (no longer appointed)

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No changes recorded yet.