Utpal Chatterjee

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quorum Capital Limited

    FRN 601037

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Oct 2013 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
  • ASQUIRE WEALTH MANAGEMENT LIMITED

    FRN 671841

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Sep 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Sep 2025)
    • Responsible for Insurance Mediation (1 Jun 2015 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (1 Jun 2015 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2015 to 8 Dec 2019)
    • CF1 Director (1 Jun 2015 to 8 Dec 2019)
  • TMS Capital Limited (no longer approved here)

    FRN 195581

    • CF30 Customer (14 Apr 2014 to 7 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.