TMS Capital Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract, Share, Spread Bet
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

William David Ross Hardy
IRN WDH01016
- CF26 Customer Trading (16 May 2007 to 31 Aug 2007)
Yogeshwar Chander Vasdev
IRN YCV01001
- CF30 Customer (1 Mar 2015 to 23 Nov 2015)

Smaller firms operating under this firm's FCA authorisation.

Anoushaa Limited (no longer appointed)
FRN 769007 · Appointed 9 Jan 2017 · Until 24 Apr 2018
Samuel & Co. Trading Limited (no longer appointed)
FRN 743802 · Appointed 12 Apr 2016 · Until 1 Nov 2018
Polden Capital Limited (no longer appointed)
FRN 742935 · Appointed 4 Apr 2016 · Until 31 Jan 2017
Ariolus Limited (no longer appointed)
FRN 741075 · Appointed 18 Mar 2016 · Until 31 Jan 2017
Alphaseeker Investment Management Limited (no longer appointed)
FRN 739396 · Appointed 7 Mar 2016 · Until 31 Oct 2016
Pathburner Limited (no longer appointed)
FRN 739284 · Appointed 4 Mar 2016 · Until 5 Jun 2017
Savernake Technology Limited (no longer appointed)
FRN 739051 · Appointed 3 Mar 2016 · Until 1 Nov 2018
Pathburner Ventures Limited (no longer appointed)
FRN 735871 · Appointed 9 Feb 2016 · Until 9 Nov 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.