Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (13 Jan 2020 to 6 Mar 2022)
    • [FCA CF] Manager of certification employee (13 Jan 2020 to 6 Mar 2022)
    • CF30 Customer (21 Feb 2008 to 27 Jun 2013)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (13 Jan 2020 to 6 Mar 2022)
    • [FCA CF] Manager of certification employee (13 Jan 2020 to 6 Mar 2022)
  • TMS Capital Limited (no longer approved here)

    FRN 195581

    • CF30 Customer (24 Oct 2016 to 5 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.