Titan Private Wealth Limited

• Principal Place of Business

  Titan Private Wealth Ltd

  2 Cardale Park

  Harrogate

  North Yorkshire

  HG3 1RY

  UNITED KINGDOM

  Phone

  +441423534100

  Web

  https://www.titanprivatewealth.com

• Complaints Contact

  Titan Private Wealth Ltd

  2 Cardale Park

  Harrogate

  North Yorkshire

  HG3 1RY

  UNITED KINGDOM

  Phone

  +441423534100

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Trade Settlement Routing

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Electronic Trade Settlement

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Philip Edward John Organ

  IRN PEO01007

  • CF30 Customer (3 Jun 2014 to 1 Feb 2017)
• Philip John McHardy

  IRN PXM01519

  • [FCA CF] Material risk taker (30 Apr 2021 to 2 Feb 2024)
  • [FCA CF] Client dealing (30 Apr 2021 to 2 Feb 2024)
• Rachael Marie Hornby

  IRN RMH01163

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Mar 2024)
  • SMF16 Compliance Oversight (since 28 Mar 2024)
  • [FCA CF] Material risk taker (30 Apr 2021 to 31 May 2024)
  • [FCA CF] Manager of certification employee (30 Apr 2021 to 31 May 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 19 May 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 May 2020)
  • CF10 Compliance Oversight (1 Jan 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jan 2017 to 8 Dec 2019)
• Richard Annis

  IRN RMA01041

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Client dealing (since 1 May 2025)
  • [FCA CF] Material risk taker (since 1 May 2025)
  • [FCA CF] Functions requiring qualifications (since 1 May 2025)
• Richard Edward Allen

  IRN REA01017

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 28 May 2025)
  • [FCA CF] Functions requiring qualifications (since 28 May 2025)
• Richard John MacAlister

  IRN RJM01194

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 30 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 30 Apr 2021)
  • [FCA CF] Material risk taker (30 Apr 2021 to 24 Nov 2025)
  • CF30 Customer (5 Jul 2019 to 8 Dec 2019)
• Richard Whiteley

  IRN RXW01206

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 1 Oct 2021)
  • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
  • CF3 Chief Executive (10 Jan 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Oct 2021)
  • Responsible for Insurance Mediation (23 Nov 2009 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (16 Apr 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (16 Apr 2004 to 31 Oct 2007)
  • CF1 Director (16 Apr 2004 to 8 Dec 2019)
• Robert George Henshilwood

  IRN RGH01044

  • CF30 Customer (1 Nov 2007 to 24 Aug 2016)
  • CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
  • CF27 Investment Management (9 Feb 2007 to 31 Oct 2007)
• Robin William Irwin

  IRN RWI01003

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
  • [FCA CF] Client dealing (since 21 Nov 2022)
  • [FCA CF] Material risk taker (21 Nov 2022 to 24 Nov 2025)
• Ronald Perkins

  IRN RXP00412

  • SMF3 Executive Director (since 13 Jan 2026)

No changes recorded yet.