Richard Whiteley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Titan Private Wealth Limited (no longer approved here)

    FRN 226392

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2021)
    • CF3 Chief Executive (10 Jan 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Oct 2021)
    • Responsible for Insurance Mediation (23 Nov 2009 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (16 Apr 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Apr 2004 to 31 Oct 2007)
    • CF1 Director (16 Apr 2004 to 8 Dec 2019)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)
    • CF27 Investment Management (1 Dec 2001 to 30 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.