Titan Private Wealth Limited

• Principal Place of Business

  Titan Private Wealth Ltd

  2 Cardale Park

  Harrogate

  North Yorkshire

  HG3 1RY

  UNITED KINGDOM

  Phone

  +441423534100

  Web

  https://www.titanprivatewealth.com

• Complaints Contact

  Titan Private Wealth Ltd

  2 Cardale Park

  Harrogate

  North Yorkshire

  HG3 1RY

  UNITED KINGDOM

  Phone

  +441423534100

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Trade Settlement Routing

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Electronic Trade Settlement

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Jessie Thorpe

  IRN JXT00588

  • [FCA CF] Client dealing (25 May 2023 to 22 Dec 2023)
  • [FCA CF] Material risk taker (25 May 2023 to 22 Dec 2023)
• John Newsome

  IRN JEN01012

  • CF27 Investment Management (26 Sep 2003 to 13 Oct 2006)
  • CF21 Investment Adviser (26 Sep 2003 to 13 Oct 2006)
• John Osbaldeston

  IRN JXO00116

  • [FCA CF] Material risk taker (30 Apr 2021 to 31 May 2021)
• John Peter Metcalf

  IRN JPM00013

  • [FCA CF] Functions requiring qualifications (3 Mar 2022 to 29 May 2024)
  • [FCA CF] Client dealing (3 Mar 2022 to 29 May 2024)
  • [FCA CF] Material risk taker (3 Mar 2022 to 29 May 2024)
• Johnathan Wilkinson

  IRN JXA00268

  • [FCA CF] Client dealing (6 May 2021 to 5 Feb 2024)
  • [FCA CF] Material risk taker (6 May 2021 to 5 Feb 2024)
  • [FCA CF] Functions requiring qualifications (6 May 2021 to 5 Feb 2024)
• Jonathan Paul Malcolm Kay

  IRN JPK01037

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 24 Nov 2025)
  • CF30 Customer (12 Aug 2019 to 8 Dec 2019)
• Julie Ann Ward

  IRN JAW01261

  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF26 Customer Trading (27 Nov 2006 to 31 Oct 2007)
• Leslie Cantlay

  IRN LJC00007

  • CF30 Customer (18 Mar 2009 to 30 Apr 2010)
• Lisa Patricia Sturges

  IRN LPS01013

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Manager of certification employee (since 31 May 2024)
  • [FCA CF] Functions requiring qualifications (since 30 Apr 2021)
  • [FCA CF] Material risk taker (since 30 Apr 2021)
  • [FCA CF] Client dealing (since 30 Apr 2021)
  • CF30 Customer (31 Jan 2019 to 8 Dec 2019)
• Marcus Hankey

  IRN PMH01056

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
  • [FCA CF] Client dealing (since 1 Oct 2024)
  • [FCA CF] Material risk taker (1 Oct 2024 to 24 Nov 2025)

No changes recorded yet.