Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (8 Aug 2024 to 23 Apr 2026)
- [FCA CF] Functions requiring qualifications (8 Aug 2024 to 23 Apr 2026)
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- [FCA CF] Functions requiring qualifications (3 Mar 2022 to 29 May 2024)
- [FCA CF] Client dealing (3 Mar 2022 to 29 May 2024)
- [FCA CF] Material risk taker (3 Mar 2022 to 29 May 2024)
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- CF30 Customer (1 Nov 2007 to 13 Jun 2016)
- CF1 Director (7 May 2003 to 13 Jun 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.