Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
    • [FCA CF] Client dealing (since 1 Oct 2024)
    • [FCA CF] Material risk taker (1 Oct 2024 to 24 Nov 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Oct 2023)
    • CF30 Customer (1 Dec 2009 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Oct 2023)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF27 Investment Management (26 Jun 2007 to 31 Oct 2007)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • CF27 Investment Management (3 Feb 2004 to 11 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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