TIMOTHY JAMES & PARTNERS LIMITED

• Principal Place of Business

  Timothy James & Partners Limited

  Shell Mex House

  3rd Floor, NE

  80 Strand

  London

  Westminster

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +442074366446

  Web

  https://www.tjpltd.co.uk

• Complaints Contact

  Timothy James & Partners Limited

  Shell Mex House

  3rd Floor, NE

  80 Strand

  London

  Westminster

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +442074366446

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Welch

  IRN DXW01370

  • Director of firm who is not a certification employee or a SMF manager (12 Dec 2019 to 31 Dec 2023)
• Dawn Lindsey Buckland

  IRN DLB00023

  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (3 Dec 2021 to 21 Apr 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Apr 2025)
  • CF1 Director (4 May 2016 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (19 Sep 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (31 Mar 2005 to 31 Oct 2007)
• Duncan Louis James McKillop

  IRN DLM00011

  • SMF3 Executive Director (3 Jun 2025 to 17 Jul 2025)
• Duncan Robert Armstrong

  IRN DRA00012

  • CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2002)
• Fabian Alexander David Ohlin

  IRN FXO00059

  • Director of firm who is not a certification employee or a SMF manager (2 Jan 2024 to 17 Jul 2025)
• Geoffrey Nicholas Tucker

  IRN GNT01010

  • Director of firm who is not a certification employee or a SMF manager (27 Feb 2020 to 31 Dec 2023)
• Ian David Hart

  IRN IDH00010

  • CF30 Customer (1 Nov 2007 to 29 Nov 2013)
  • Responsible for Insurance Mediation (14 Jan 2005 to 29 Nov 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 29 Nov 2013)
• Ian Gordon Gibson

  IRN IGG01007

  • Director of firm who is not a certification employee or a SMF manager (4 Dec 2020 to 7 Jul 2025)
  • SMF9 Chair of the Governing Body (4 Dec 2020 to 5 Jun 2025)
• Ian Timothy Fowler

  IRN ITF01004

  • CF1 Director (AR) (since 17 Nov 2025)
  • SMF3 Executive Director (since 3 Jun 2025)
  • SMF1 Chief Executive (since 3 Jun 2025)
• Jahanzab Jason Mustafa Khan

  IRN JJK01035

  • CF30 Customer (9 Feb 2015 to 14 Dec 2015)

• Timothy James Consultancy Limited

  FRN 1043603 · Appointed 17 Nov 2025

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