Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (12 Dec 2019 to 31 Dec 2023)
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- [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2023)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 20 Mar 2012)
- CF13 Finance (21 Jun 2007 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (26 Aug 2004 to 31 Oct 2007)
- CF15 Internal Audit (1 Dec 2001 to 26 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.