Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TIMOTHY JAMES & PARTNERS LIMITED (no longer approved here)

    FRN 179854

    • Director of firm who is not a certification employee or a SMF manager (12 Dec 2019 to 31 Dec 2023)
  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2023)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 20 Mar 2012)
    • CF13 Finance (21 Jun 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (26 Aug 2004 to 31 Oct 2007)
    • CF15 Internal Audit (1 Dec 2001 to 26 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.