Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (20 May 2020 to 1 Jan 2022)
    • [FCA CF] Manager of certification employee (6 Nov 2019 to 19 May 2020)
    • CF22 Investment Adviser (Trainee) (18 May 2004 to 5 Jul 2004)
  • TIMOTHY JAMES & PARTNERS LIMITED (no longer approved here)

    FRN 179854

    • CF30 Customer (9 Feb 2015 to 14 Dec 2015)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (16 Jul 2009 to 28 Feb 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (10 May 2006 to 23 Jul 2007)
    • CF22 Investment Adviser (Trainee) (10 Aug 2005 to 10 May 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (13 Apr 2004 to 15 Jul 2005)
    • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 13 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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