Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TIMOTHY JAMES & PARTNERS LIMITED (no longer approved here)

    FRN 179854

    • SMF9 Chair of the Governing Body (4 Dec 2020 to 5 Jun 2025)
    • Director of firm who is not a certification employee or a SMF manager (4 Dec 2020 to 7 Jul 2025)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (20 Dec 2012 to 31 Dec 2013)
    • CF29 Significant management (1 Nov 2007 to 4 Jul 2013)
    • CF16 Significant Mgt (Desgntd Investment Business) (11 Nov 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (2 Oct 2002 to 15 Aug 2006)
    • CF13 Finance (2 Oct 2002 to 11 Nov 2005)
    • CF1 Director (1 Dec 2001 to 31 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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