TIC FINANCIAL SERVICES (UK) LTD

Companies House
04199103
Last scraped
16 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Connaught Road
    Lancaster
    Lancashire
    LA1 4BQ
    UNITED KINGDOM
    Phone
    +447889289916

  • Complaints Contact

    4 Connaught Road
    Lancaster
    Lancashire
    LA1 4BQ
    UNITED KINGDOM
    Phone
    +447889289916

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Salkeld

    IRN AXS00334

    • (7)CF1 Director (3 Jan 2003 to 14 May 2007)
  • Brian Davies

    IRN BXD00053

    • (8)CF1 Director (3 Jan 2003 to 31 Dec 2004)
  • David Francis Richmond

    IRN DFR00005

    • (11)[FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2025)
    • (12)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Oct 2025)
    • (9)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (10)CF21 Investment Adviser (3 Jan 2003 to 31 Oct 2007)
  • George James Moulder

    IRN GJM00054

    • (4)CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • (6)CF21 Investment Adviser (27 Jan 2004 to 31 Oct 2007)
    • (5)CF22 Investment Adviser (Trainee) (6 Apr 2003 to 27 Jan 2004)
  • Glenn William Stevens

    IRN GWS00014

    • (15)[FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2025)
    • (16)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Oct 2025)
    • (13)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (14)CF21 Investment Adviser (3 Jan 2003 to 31 Oct 2007)
  • James Christopher Burgess

    IRN JCB00018

    • (1)CF21 Investment Adviser (3 Jan 2003 to 13 Apr 2006)
  • Mark Anthony Ormerod

    IRN MAO00011

    • (20)[FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2025)
    • (21)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Oct 2025)
    • (17)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (19)CF21 Investment Adviser (20 Aug 2003 to 31 Oct 2007)
    • (18)CF22 Investment Adviser (Trainee) (3 Jan 2003 to 20 Aug 2003)
  • Mark Ashley True

    IRN MAT00053

    • (37)Director of firm who is not a certification employee or a SMF manager (26 May 2021 to 22 Apr 2026)
    • (38)CF1 Director (3 Jan 2003 to 18 Nov 2019)
  • Paul Anthony Roome

    IRN PAR00038

    • (27)SMF3 Executive Director (9 Dec 2019 to 22 Apr 2026)
    • (25)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Apr 2026)
    • (33)[FCA CF] Client dealing (9 Dec 2019 to 16 Oct 2025)
    • (34)[FCA CF] Manager of certification employee (9 Dec 2019 to 16 Oct 2025)
    • (35)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Oct 2025)
    • (26)SMF16 Compliance Oversight (9 Dec 2019 to 22 Apr 2026)
    • (24)Responsible for Insurance Distribution (1 Oct 2018 to 22 Apr 2026)
    • (22)Responsibility for MCD Intermediation (21 Mar 2016 to 22 Apr 2026)
    • (28)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (23)Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • (29)CF21 Investment Adviser (3 Jan 2003 to 31 Oct 2007)
    • (30)CF11 Money Laundering Reporting (3 Jan 2003 to 8 Dec 2019)
    • (31)CF10 Compliance Oversight (3 Jan 2003 to 8 Dec 2019)
    • (32)CF8 Apportionment and Oversight (3 Jan 2003 to 31 Mar 2009)
    • (36)CF1 Director (3 Jan 2003 to 8 Dec 2019)
  • Robert David Rayworth

    IRN RDR00003

    • (2)CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • (3)CF21 Investment Adviser (3 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function removed: Director of firm who is not a certification employee or a SMF manager

  2. controlled function removed: SMF3 Executive Director

  3. controlled function removed: SMF16 Compliance Oversight

  4. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO)

  5. controlled function removed: Responsible for Insurance Distribution