Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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T.I.C. (UK) LIMITED
FRN 308870
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
- CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
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- (37)Director of firm who is not a certification employee or a SMF manager (26 May 2021 to 22 Apr 2026)
- (38)CF1 Director (3 Jan 2003 to 18 Nov 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Director of firm who is not a certification employee or a SMF manager at TIC FINANCIAL SERVICES (UK) LTD
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controlled function added: (37)Director of firm who is not a certification employee or a SMF manager at TIC FINANCIAL SERVICES (UK) LTD
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controlled function added: (38)CF1 Director at TIC FINANCIAL SERVICES (UK) LTD