Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • TIC FINANCIAL SERVICES (UK) LTD (no longer approved here)

    FRN 218103

    • (37)Director of firm who is not a certification employee or a SMF manager (26 May 2021 to 22 Apr 2026)
    • (38)CF1 Director (3 Jan 2003 to 18 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Director of firm who is not a certification employee or a SMF manager at TIC FINANCIAL SERVICES (UK) LTD

  2. controlled function added: (37)Director of firm who is not a certification employee or a SMF manager at TIC FINANCIAL SERVICES (UK) LTD

  3. controlled function added: (38)CF1 Director at TIC FINANCIAL SERVICES (UK) LTD