David Francis Richmond

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TIC FINANCIAL SERVICES (UK) LTD (no longer approved here)

    FRN 218103

    • (11)[FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2025)
    • (12)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Oct 2025)
    • (9)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (10)CF21 Investment Adviser (3 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (9)CF30 Customer at TIC FINANCIAL SERVICES (UK) LTD

  2. controlled function added: (10)CF21 Investment Adviser at TIC FINANCIAL SERVICES (UK) LTD

  3. controlled function added: (11)[FCA CF] Client dealing at TIC FINANCIAL SERVICES (UK) LTD

  4. controlled function added: (12)[FCA CF] Functions requiring qualifications at TIC FINANCIAL SERVICES (UK) LTD