Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- (4)CF30 Customer (1 Nov 2007 to 30 Dec 2012)
- (6)CF21 Investment Adviser (27 Jan 2004 to 31 Oct 2007)
- (5)CF22 Investment Adviser (Trainee) (6 Apr 2003 to 27 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (4)CF30 Customer at TIC FINANCIAL SERVICES (UK) LTD
-
controlled function added: (5)CF22 Investment Adviser (Trainee) at TIC FINANCIAL SERVICES (UK) LTD
-
controlled function added: (6)CF21 Investment Adviser at TIC FINANCIAL SERVICES (UK) LTD