Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TIC FINANCIAL SERVICES (UK) LTD (no longer approved here)

    FRN 218103

    • (4)CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • (6)CF21 Investment Adviser (27 Jan 2004 to 31 Oct 2007)
    • (5)CF22 Investment Adviser (Trainee) (6 Apr 2003 to 27 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)CF30 Customer at TIC FINANCIAL SERVICES (UK) LTD

  2. controlled function added: (5)CF22 Investment Adviser (Trainee) at TIC FINANCIAL SERVICES (UK) LTD

  3. controlled function added: (6)CF21 Investment Adviser at TIC FINANCIAL SERVICES (UK) LTD