Three Counties Limited

• Principal Place of Business

  1 Hedworths

  Bowes Offices

  Lambton Park

  Chester Le Street

  Durham

  DH3 4AN

  UNITED KINGDOM

  Phone

  +4401912303034

  Web

  https://www.three-counties.co.uk

• Complaints Contact

  1 Hedworths

  Bowes Offices

  Lambton Park

  Chester Le Street

  Durham

  DH3 4AN

  UNITED KINGDOM

  Phone

  +441912303034

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Marshall

  IRN EXM00509

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 18 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 18 Jun 2025)
• Frances Whittingham

  IRN FSW00001

  • CF21 Investment Adviser (12 Oct 2005 to 2 Jun 2006)
• Hannah Witty

  IRN HLY01003

  • CF30 Customer (14 Jul 2010 to 24 Jul 2018)
• Huw Price Reynolds

  IRN HPR00005

  • CF2 Non Executive Director (9 Nov 2004 to 4 Aug 2005)
• John Anthony Baxter

  IRN JAB01293

  • CF11 Money Laundering Reporting (19 Jul 2013 to 14 Mar 2014)
  • CF10 Compliance Oversight (15 Mar 2013 to 14 Mar 2014)
  • CF30 Customer (15 Jul 2008 to 30 Mar 2014)
  • CF1 Director (7 Feb 2006 to 30 Mar 2014)
• John Evans Haggarty

  IRN JEH00027

  • CF30 Customer (1 Nov 2007 to 2 Sep 2008)
  • CF22 Investment Adviser (Trainee) (17 Apr 2007 to 31 Oct 2007)
• John Hamilton Coats

  IRN JHC01069

  • SMF3 Executive Director (since 27 Mar 2020)
• John Michael Hoey

  IRN JMH00033

  • CF21 Investment Adviser (3 Aug 2005 to 7 Apr 2006)
  • CF22 Investment Adviser (Trainee) (15 Jun 2004 to 3 Aug 2005)
• Jonathan Charles Bray

  IRN JCB00080

  • CF30 Customer (9 Jun 2014 to 26 Dec 2018)
• Leonard Smith

  IRN LXS00079

  • CF30 Customer (1 Nov 2007 to 2 Sep 2008)
  • CF22 Investment Adviser (Trainee) (23 Oct 2006 to 31 Oct 2007)

• Universal Tax & Wealth LLP (no longer appointed)

  FRN 600488 · Appointed 1 Jul 2015 · Until 1 Feb 2017

• Three Counties Mortgage Consultants Ltd (no longer appointed)

  FRN 410459 · Appointed 31 Oct 2004 · Until 30 Jan 2006

No changes recorded yet.