Jonathan Charles Bray

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited

    FRN 119329

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 May 2025)
    • [FCA CF] Functions requiring qualifications (since 20 May 2025)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (1 Feb 2024 to 13 Mar 2025)
    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 13 Mar 2025)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Nov 2023)
    • CF30 Customer (8 Feb 2019 to 8 Dec 2019)
  • Three Counties Limited (no longer approved here)

    FRN 145005

    • CF30 Customer (9 Jun 2014 to 26 Dec 2018)
  • SMG F.S LIMITED (no longer approved here)

    FRN 118158

    • CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.