John Anthony Baxter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lyncombe Consultants Limited (no longer approved here)
FRN 618025
- CF30 Customer (24 Sep 2014 to 30 Sep 2019)
- CF1 Director (AR) (24 Sep 2014 to 21 Nov 2019)
Baxter Pearse Financial Consultants Limited (no longer approved here)
FRN 620573
- Employed By (2 May 2014 to 21 Nov 2019)
Three Counties Limited (no longer approved here)
FRN 145005
- CF11 Money Laundering Reporting (19 Jul 2013 to 14 Mar 2014)
- CF10 Compliance Oversight (15 Mar 2013 to 14 Mar 2014)
- CF30 Customer (15 Jul 2008 to 30 Mar 2014)
- CF1 Director (7 Feb 2006 to 30 Mar 2014)
Hadrian Financial Services Ltd (no longer approved here)
FRN 194500
- (4)Employed By (10 Apr 2002 to 14 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.