Threadneedle Portfolio Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Adel Malcolm
IRN AXM04860
- [FCA CF] Material risk taker (since 15 Jul 2025)
Adrian Philip Smart
IRN APS01094
- CF10 Compliance Oversight (21 Jun 2012 to 5 Feb 2016)
- CF11 Money Laundering Reporting (21 Jun 2012 to 5 Feb 2016)
Alan Adam Mearns
IRN AAM01048
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 May 2002)
Alan John Ainsworth
IRN AJA01104
- CF1 Director (1 Dec 2001 to 1 Apr 2006)
Alex Lyle
IRN AKL01010
- CF29 Significant management (5 Jul 2010 to 8 Aug 2018)
- CF27 Investment Management (3 Apr 2006 to 26 Oct 2007)
Alexander Ollier
IRN AXO00119
- [FCA CF] Material risk taker (since 9 Dec 2019)
Alexander Wilson
IRN AXW23855
- [FCA CF] Material risk taker (9 Dec 2019 to 16 Sep 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Sep 2020)
- CF30 Customer (19 Nov 2019 to 8 Dec 2019)
Alison Jefferis
IRN AXJ00222
- [FCA CF] Material risk taker (9 Dec 2019 to 20 May 2022)
Andrew James Nicoll
IRN AJN01084
- [FCA CF] Client dealing (1 Apr 2021 to 31 Oct 2022)
- [FCA CF] Material risk taker (1 Apr 2021 to 31 Oct 2022)
Angela Ghouse
IRN AXG00290
- [FCA CF] Significant management (since 8 Aug 2023)

Smaller firms operating under this firm's FCA authorisation.

Howe & Wooler Associates (no longer appointed)
FRN 201953 · Appointed 6 Feb 2001 · Until 19 Mar 2003
Washington Mortgage & Insurance Centre Ltd (no longer appointed)
FRN 201928 · Appointed 1 Feb 2001 · Until 1 Dec 2001
Capital Asset Management (no longer appointed)
FRN 201852 · Appointed 22 Jan 2001 · Until 1 Dec 2001
Admiraal Mintowt (no longer appointed)
FRN 194901 · Appointed 12 Jan 2001 · Until 1 Dec 2001
Ridgeway Financial Services Ltd (no longer appointed)
FRN 195401 · Appointed 10 Jan 2001 · Until 1 Dec 2001
Faber Callidus (no longer appointed)
FRN 201851 · Appointed 1 Jan 2001 · Until 1 Dec 2001
Cobb & White Financial Services (no longer appointed)
FRN 195394 · Appointed 1 Jan 2001 · Until 1 Dec 2001
Only - Finance (no longer appointed)
FRN 195397 · Appointed 1 Jan 2001 · Until 1 Dec 2001
The Alliance Partnership (no longer appointed)
FRN 201951 · Appointed 1 Jan 2001 · Until 27 May 2003
Rendle Broom Consultancy (no longer appointed)
FRN 195398 · Appointed 30 Dec 2000 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.