Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Oct 2023)
    • [FCA CF] Client dealing (since 10 Oct 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF29 Significant management (5 Jul 2010 to 8 Aug 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (12 May 2004 to 31 Oct 2007)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF29 Significant management (5 Jul 2010 to 8 Aug 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF29 Significant management (5 Jul 2010 to 11 Jan 2016)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF29 Significant management (5 Jul 2010 to 8 Aug 2018)
    • CF27 Investment Management (3 Apr 2006 to 26 Oct 2007)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF30 Customer (1 Nov 2007 to 2 Jan 2014)
    • CF29 Significant management (1 Nov 2007 to 2 Jan 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.