Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Client dealing (since 10 Oct 2023)
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Threadneedle International Limited
FRN 143014
- [FCA CF] Client dealing (since 10 Oct 2023)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF29 Significant management (5 Jul 2010 to 8 Aug 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (12 May 2004 to 31 Oct 2007)
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Threadneedle Asset Management Limited
FRN 122194
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF29 Significant management (5 Jul 2010 to 8 Aug 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF29 Significant management (5 Jul 2010 to 11 Jan 2016)
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- CF29 Significant management (5 Jul 2010 to 8 Aug 2018)
- CF27 Investment Management (3 Apr 2006 to 26 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 2 Jan 2014)
- CF29 Significant management (1 Nov 2007 to 2 Jan 2014)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.