Threadneedle Portfolio Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stephen Lauder
IRN SXL00243
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
Stephen Whiteside
IRN SXW01400
- CF29 Significant management (1 Nov 2007 to 31 Dec 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (30 Sep 2004 to 31 Oct 2007)
Steven Brown
IRN SXB04053
- [FCA CF] Material risk taker (since 24 Feb 2025)
Susan Jane McCartney
IRN SJM01474
- CF29 Significant management (1 Nov 2007 to 23 May 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (23 Oct 2007 to 31 Oct 2007)
Susan Mary Cross
IRN SMC01205
- CF29 Significant management (1 Nov 2007 to 1 Aug 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (23 Oct 2007 to 31 Oct 2007)
Tammuz Emmanuelle Rhead
IRN TXB00267
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (22 Jun 2023 to 31 Dec 2024)
Thomas Weeks
IRN TXW00146
- [FCA CF] Material risk taker (since 9 Dec 2019)
Thomas William Challenor
IRN TWC01011
- CF28 Systems and controls (1 Nov 2007 to 30 Jun 2009)
- CF14 Risk Assessment (18 Jan 2005 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 30 Jun 2009)
Timothy Nicholas Gillbanks
IRN TNG01005
- CF3 Chief Executive (7 Oct 2016 to 31 Mar 2017)
- CF28 Systems and controls (1 Nov 2007 to 2 Aug 2016)
- CF1 Director (9 Mar 2005 to 16 Sep 2014)
- CF13 Finance (6 Jan 2005 to 31 Oct 2007)
Tom Elviss
IRN TXE01195
- [FCA CF] Material risk taker (since 1 Jan 2024)
- [FCA CF] Client dealing (since 7 Jul 2021)

Smaller firms operating under this firm's FCA authorisation.

Smart Finance Ltd (no longer appointed)
FRN 195820 · Appointed 5 Jun 2001 · Until 16 Dec 2003
V.F.P. Associates (no longer appointed)
FRN 195818 · Appointed 5 Jun 2001 · Until 12 May 2004
Mercury Investment Management U.K. Ltd (no longer appointed)
FRN 195591 · Appointed 23 Apr 2001 · Until 5 Jun 2003
The Walker Read Partnership (no longer appointed)
FRN 195543 · Appointed 6 Apr 2001 · Until 2 Sep 2002
The Rutherford Lewis & Read Partnership (no longer appointed)
FRN 195527 · Appointed 2 Apr 2001 · Until 1 Dec 2001
Express Connections Ltd (no longer appointed)
FRN 195218 · Appointed 5 Mar 2001 · Until 1 Dec 2001
Ferndown Financial Advisers Ltd (no longer appointed)
FRN 195217 · Appointed 2 Mar 2001 · Until 27 May 2003
Premier Financial Management (no longer appointed)
FRN 201885 · Appointed 12 Feb 2001 · Until 1 Dec 2001
Moneywise Financial Solutions (Malton) Limited (no longer appointed)
FRN 201887 · Appointed 9 Feb 2001 · Until 1 Dec 2001
Peach Financial (no longer appointed)
FRN 201886 · Appointed 7 Feb 2001 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.