Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MarketAxess Post-Trade Limited (no longer approved here)

    FRN 491843

    • CF2 Non Executive Director (22 Sep 2010 to 1 Mar 2013)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF2 Non Executive Director (18 Sep 2009 to 22 May 2013)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF28 Systems and controls (1 Nov 2007 to 30 Jun 2009)
    • CF14 Risk Assessment (18 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 21 Oct 2005)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF28 Systems and controls (1 Nov 2007 to 30 Jun 2009)
    • CF14 Risk Assessment (18 Jan 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 30 Jun 2009)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF28 Systems and controls (1 Nov 2007 to 30 Jun 2009)
    • CF14 Risk Assessment (18 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 21 Oct 2005)
    • CF1 Director (1 Dec 2001 to 30 Jun 2009)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF28 Systems and controls (1 Nov 2007 to 30 Jun 2009)
    • CF14 Risk Assessment (18 Jan 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 30 Jun 2009)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF28 Systems and controls (1 Nov 2007 to 30 Jun 2009)
    • CF14 Risk Assessment (18 Jan 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 30 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.