Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Sep 2004 to 31 Oct 2007)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Sep 2004 to 31 Oct 2007)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Sep 2004 to 31 Oct 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF1 Director (3 Jul 2002 to 30 Apr 2004)
    • CF20 Significant Mgt (Settlements) (3 May 2002 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.