Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 23 Apr 2025)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 23 Apr 2025)
    • CF2 Non Executive Director (9 Oct 2019 to 8 Dec 2019)
    • SMF14 Senior Independent Director (since 21 Feb 2022)
    • SMF12 Chair of the Remuneration Committee (since 4 Nov 2021)
    • SMF11 Chair of the Audit Committee (since 21 May 2021)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • SIMF1 Chief Executive Function (7 Oct 2016 to 31 Mar 2017)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (30 May 2006 to 2 Aug 2016)
    • CF13 Finance (6 Jan 2005 to 31 Oct 2007)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF3 Chief Executive (7 Oct 2016 to 31 Mar 2017)
    • CF28 Systems and controls (1 Nov 2007 to 2 Aug 2016)
    • CF1 Director (9 Mar 2005 to 16 Sep 2014)
    • CF13 Finance (6 Jan 2005 to 31 Oct 2007)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF3 Chief Executive (7 Oct 2016 to 31 Mar 2017)
    • CF10a CASS Oversight function (1 Oct 2011 to 17 Nov 2015)
    • CF28 Systems and controls (1 Nov 2007 to 2 Aug 2016)
    • CF1 Director (9 Mar 2005 to 16 Sep 2014)
    • CF13 Finance (6 Jan 2005 to 31 Oct 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF3 Chief Executive (7 Oct 2016 to 31 Mar 2017)
    • CF28 Systems and controls (1 Nov 2007 to 2 Aug 2016)
    • CF1 Director (9 Mar 2005 to 16 Sep 2014)
    • CF13 Finance (6 Jan 2005 to 31 Oct 2007)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF3 Chief Executive (7 Oct 2016 to 31 Mar 2017)
    • CF8 Apportionment and Oversight (7 Oct 2016 to 31 Mar 2017)
    • CF10a CASS Oversight function (1 Oct 2011 to 2 Aug 2016)
    • CF28 Systems and controls (1 Nov 2007 to 2 Aug 2016)
    • CF1 Director (9 Mar 2005 to 2 Aug 2016)
    • CF13 Finance (6 Jan 2005 to 31 Oct 2007)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF2 Non Executive Director (27 Jul 2012 to 22 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

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