Threadneedle Portfolio Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Carl Junek
IRN JCJ01040
- CF2 Non Executive Director (5 Aug 2010 to 20 Jan 2017)
John Devine
IRN JXD01805
- CF1 Director (14 Nov 2008 to 24 Nov 2010)
John Marcus Willcock
IRN JMW01301
- SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2020)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2020)
- CF3 Chief Executive (5 Aug 2019 to 8 Dec 2019)
- CF1 Director (24 Jul 2013 to 8 Dec 2019)
John William Dickinson
IRN JWD01047
- CF11 Money Laundering Reporting (6 Jul 2006 to 30 Jun 2009)
Julie Griffiths
IRN JPJ01012
- [FCA CF] Significant management (9 Dec 2019 to 28 Sep 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Sep 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 28 Sep 2023)
- CF28 Systems and controls (16 May 2016 to 8 Dec 2019)
Karen Wilson Thissen
IRN KXW01657
- CF2 Non Executive Director (19 Dec 2017 to 8 Dec 2019)
Kathleen Mary Shailer
IRN KMS01096
- CF2 Non Executive Director (10 May 2016 to 8 Dec 2019)
Keith Samuel Haywood
IRN KSH01028
- CF28 Systems and controls (1 Sep 2008 to 24 Nov 2017)
Laura Cook
IRN LXC00238
- [FCA CF] Material risk taker (since 1 Apr 2021)
Laura Weatherup
IRN LMW01095
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2024)
- [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2024)

Smaller firms operating under this firm's FCA authorisation.

MLM Financial Ltd (no longer appointed)
FRN 207030 · Appointed 26 Jul 2001 · Until 1 Dec 2001
Kew Gardens Financial Services Limited (no longer appointed)
FRN 206284 · Appointed 20 Jul 2001 · Until 1 Dec 2001
Kingsfold Financial Consultancy (no longer appointed)
FRN 206282 · Appointed 20 Jul 2001 · Until 1 Dec 2001
The Willis Partnership (no longer appointed)
FRN 206285 · Appointed 20 Jul 2001 · Until 1 Dec 2001
David Martin Brumfitt & Wenby Lesley Brumfitt (no longer appointed)
FRN 206286 · Appointed 20 Jul 2001 · Until 28 Jul 2004
C. A. Financial Management (no longer appointed)
FRN 207037 · Appointed 16 Jul 2001 · Until 1 Dec 2001
Richmond House Financial Services (no longer appointed)
FRN 206270 · Appointed 10 Jul 2001 · Until 1 Dec 2001
The Paragon Financial Partnership (no longer appointed)
FRN 206269 · Appointed 10 Jul 2001 · Until 5 Dec 2003
Financial Solutions (Ayrshire) (no longer appointed)
FRN 196118 · Appointed 10 Jul 2001 · Until 26 May 2004
Brookworth Financial Solutions (West) (no longer appointed)
FRN 196117 · Appointed 10 Jul 2001 · Until 29 Sep 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.