Threadneedle Portfolio Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stephen Lauder
IRN SXL00243
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
Stephen Whiteside
IRN SXW01400
- CF29 Significant management (1 Nov 2007 to 31 Dec 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (30 Sep 2004 to 31 Oct 2007)
Steven Brown
IRN SXB04053
- [FCA CF] Material risk taker (since 24 Feb 2025)
Susan Jane McCartney
IRN SJM01474
- CF29 Significant management (1 Nov 2007 to 23 May 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (23 Oct 2007 to 31 Oct 2007)
Susan Mary Cross
IRN SMC01205
- CF29 Significant management (1 Nov 2007 to 1 Aug 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (23 Oct 2007 to 31 Oct 2007)
Tammuz Emmanuelle Rhead
IRN TXB00267
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (22 Jun 2023 to 31 Dec 2024)
Thomas Weeks
IRN TXW00146
- [FCA CF] Material risk taker (since 9 Dec 2019)
Thomas William Challenor
IRN TWC01011
- CF28 Systems and controls (1 Nov 2007 to 30 Jun 2009)
- CF14 Risk Assessment (18 Jan 2005 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 30 Jun 2009)
Timothy Nicholas Gillbanks
IRN TNG01005
- CF3 Chief Executive (7 Oct 2016 to 31 Mar 2017)
- CF28 Systems and controls (1 Nov 2007 to 2 Aug 2016)
- CF1 Director (9 Mar 2005 to 16 Sep 2014)
- CF13 Finance (6 Jan 2005 to 31 Oct 2007)
Tom Elviss
IRN TXE01195
- [FCA CF] Material risk taker (since 1 Jan 2024)
- [FCA CF] Client dealing (since 7 Jul 2021)

Smaller firms operating under this firm's FCA authorisation.

Michael Tuck Financial Advisors Ltd (no longer appointed)
FRN 196224 · Appointed 26 Jul 2001 · Until 1 Dec 2001
Property Services (Midlands) Limited (no longer appointed)
FRN 207040 · Appointed 26 Jul 2001 · Until 1 Dec 2001
First Review Ltd (no longer appointed)
FRN 207029 · Appointed 26 Jul 2001 · Until 1 Dec 2001
Brookwood Financial Consultancy (no longer appointed)
FRN 207026 · Appointed 26 Jul 2001 · Until 9 Jul 2003
LRG Financial Solutions (no longer appointed)
FRN 196222 · Appointed 26 Jul 2001 · Until 9 Jul 2003
JRJ Financial Management Ltd (no longer appointed)
FRN 207023 · Appointed 26 Jul 2001 · Until 1 Dec 2001
Insurance Services (NI) Ltd (no longer appointed)
FRN 207038 · Appointed 26 Jul 2001 · Until 1 Dec 2001
Lexington Financial Management (no longer appointed)
FRN 207039 · Appointed 26 Jul 2001 · Until 30 Sep 2004
Terimoll Ltd (no longer appointed)
FRN 207042 · Appointed 26 Jul 2001 · Until 23 Mar 2004
Waterfront Financial (Southern) (no longer appointed)
FRN 207032 · Appointed 26 Jul 2001 · Until 28 May 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.