Threadneedle Portfolio Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ann Lindsay Roughead
IRN ALR01043
- CF2 Non Executive Director (10 Jun 2014 to 8 Dec 2019)
Antony Keith Venner White
IRN AKW01030
- CF29 Significant management (1 Nov 2007 to 3 Jul 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (5 Jul 2005 to 31 Oct 2007)
Campbell David Fleming
IRN CDF01015
- CF3 Chief Executive (11 Dec 2009 to 1 Jul 2010)
- CF1 Director (11 Dec 2009 to 29 Apr 2016)
Christianus Cornelius Johannes Maria Pellis
IRN CXP01217
- CF29 Significant management (1 Nov 2007 to 30 Nov 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
Christopher John Morrogh
IRN CJM01149
- SMF3 Executive Director (9 Dec 2019 to 4 Feb 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 4 Feb 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Feb 2021)
- CF1 Director (29 Jul 2013 to 8 Dec 2019)
Christopher Town
IRN CXT00235
- SMF16 Compliance Oversight (since 10 Aug 2023)
- [FCA CF] Material risk taker (since 9 Dec 2019)
Christopher Ward
IRN CXW00244
- [FCA CF] Material risk taker (9 Dec 2019 to 2 Nov 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 2 Nov 2021)
Claude Kremer
IRN CXK01326
- CF2 Non Executive Director (18 Oct 2011 to 8 Dec 2019)
Claudia Wearmouth
IRN CXW00230
- SMF3 Executive Director (since 15 May 2025)
Colin Moore
IRN CXM02678
- CF2 Non Executive Director (23 Feb 2017 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Explora Solutions Ltd (no longer appointed)
FRN 151621 · Appointed 1 Mar 1983 · Until 1 Dec 2001
Allan Thompson Financial Services (no longer appointed)
FRN 201638 · Appointed 20 Sep 1982 · Until 11 Jul 2003
Lee Newton Financial Services (no longer appointed)
FRN 201651 · Appointed 2 Aug 1982 · Until 1 Dec 2001
Graham W Obrey Financial Services (no longer appointed)
FRN 201648 · Appointed 31 May 1982 · Until 26 May 2004
JC&PA Gorton (no longer appointed)
FRN 201650 · Appointed 23 Feb 1982 · Until 1 Dec 2001
MC Financial Services Limited (no longer appointed)
FRN 201652 · Appointed 1 Feb 1982 · Until 26 May 2004
The Roger Hersee Partnership (no longer appointed)
FRN 201667 · Appointed 16 Mar 1981 · Until 1 Dec 2001
East Antrim Property Sales (no longer appointed)
FRN 200767 · Appointed 2 Feb 1981 · Until 1 Dec 2001
Richard John Pepall (no longer appointed)
FRN 201659 · Appointed 10 Nov 1980 · Until 1 Dec 2001
Martin Quinn Associates (no longer appointed)
FRN 158807 · Appointed 13 Oct 1980 · Until 14 Mar 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.