Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Columbia Threadneedle Management Limited
FRN 119230
- SMF16 Compliance Oversight (since 10 Apr 2026)
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Columbia Threadneedle REP AM Limited
FRN 119283
- SMF16 Compliance Oversight (since 10 Apr 2026)
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- SMF16 Compliance Oversight (since 10 Apr 2026)
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Pyrford International Limited
FRN 122137
- SMF16 Compliance Oversight (since 10 Apr 2026)
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Threadneedle Asset Management Limited
FRN 122194
- SMF16 Compliance Oversight (since 10 Apr 2026)
- [FCA CF] Material risk taker (since 9 Dec 2019)
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Threadneedle International Limited
FRN 143014
- SMF16 Compliance Oversight (since 10 Apr 2026)
- [FCA CF] Material risk taker (since 9 Dec 2019)
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- SMF16 Compliance Oversight (since 10 Apr 2026)
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THAMES RIVER CAPITAL LLP
FRN 426349
- SMF16 Compliance Oversight (since 10 Apr 2026)
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Threadneedle Pensions Limited
FRN 110337
- SMF16 Compliance Oversight (since 10 Aug 2023)
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Threadneedle Portfolio Services Limited
FRN 119174
- SMF16 Compliance Oversight (since 10 Aug 2023)
- [FCA CF] Material risk taker (since 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.