Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • SMF3 Executive Director (9 Dec 2019 to 4 Feb 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Feb 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Feb 2021)
    • CF1 Director (29 Jul 2013 to 8 Dec 2019)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF21 Investment Adviser (1 Dec 2001 to 28 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.