Threadneedle Portfolio Services Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Carl Junek
IRN JCJ01040
- CF2 Non Executive Director (5 Aug 2010 to 20 Jan 2017)
John Devine
IRN JXD01805
- CF1 Director (14 Nov 2008 to 24 Nov 2010)
John Marcus Willcock
IRN JMW01301
- SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2020)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2020)
- CF3 Chief Executive (5 Aug 2019 to 8 Dec 2019)
- CF1 Director (24 Jul 2013 to 8 Dec 2019)
John William Dickinson
IRN JWD01047
- CF11 Money Laundering Reporting (6 Jul 2006 to 30 Jun 2009)
Julie Griffiths
IRN JPJ01012
- [FCA CF] Significant management (9 Dec 2019 to 28 Sep 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Sep 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 28 Sep 2023)
- CF28 Systems and controls (16 May 2016 to 8 Dec 2019)
Karen Wilson Thissen
IRN KXW01657
- CF2 Non Executive Director (19 Dec 2017 to 8 Dec 2019)
Kathleen Mary Shailer
IRN KMS01096
- CF2 Non Executive Director (10 May 2016 to 8 Dec 2019)
Keith Samuel Haywood
IRN KSH01028
- CF28 Systems and controls (1 Sep 2008 to 24 Nov 2017)
Laura Cook
IRN LXC00238
- [FCA CF] Material risk taker (since 1 Apr 2021)
Laura Weatherup
IRN LMW01095
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2024)
- [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2024)

Smaller firms operating under this firm's FCA authorisation.

Warren Bradley Estates (no longer appointed)
FRN 164994 · Appointed 31 Aug 1993 · Until 26 May 2004
D.J.A Financial Planning Consultants (no longer appointed)
FRN 201644 · Appointed 12 Oct 1992 · Until 29 Sep 2004
TI Financial Services (no longer appointed)
FRN 201669 · Appointed 10 Aug 1992 · Until 1 Dec 2001
The Centre Court Partnership (no longer appointed)
FRN 193574 · Appointed 31 Mar 1992 · Until 1 Dec 2001
Starz Co UK Ltd (no longer appointed)
FRN 162704 · Appointed 3 Jan 1992 · Until 1 Dec 2001
Union Square Financial Services (no longer appointed)
FRN 159506 · Appointed 1 Jan 1992 · Until 1 Dec 2001
Wadmore Newton Associates (no longer appointed)
FRN 193230 · Appointed 7 Nov 1991 · Until 8 Apr 2004
Locpro Financial Services (no longer appointed)
FRN 191187 · Appointed 23 Sep 1991 · Until 1 Dec 2001
Danbecs Financial Consultants Limited (no longer appointed)
FRN 201645 · Appointed 14 May 1991 · Until 1 Dec 2001
Reeds Rains Limited (no longer appointed)
FRN 160170 · Appointed 13 Dec 1990 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.