Threadneedle Portfolio Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Adel Malcolm
IRN AXM04860
- [FCA CF] Material risk taker (since 15 Jul 2025)
Adrian Philip Smart
IRN APS01094
- CF10 Compliance Oversight (21 Jun 2012 to 5 Feb 2016)
- CF11 Money Laundering Reporting (21 Jun 2012 to 5 Feb 2016)
Alan Adam Mearns
IRN AAM01048
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 May 2002)
Alan John Ainsworth
IRN AJA01104
- CF1 Director (1 Dec 2001 to 1 Apr 2006)
Alex Lyle
IRN AKL01010
- CF29 Significant management (5 Jul 2010 to 8 Aug 2018)
- CF27 Investment Management (3 Apr 2006 to 26 Oct 2007)
Alexander Ollier
IRN AXO00119
- [FCA CF] Material risk taker (since 9 Dec 2019)
Alexander Wilson
IRN AXW23855
- [FCA CF] Material risk taker (9 Dec 2019 to 16 Sep 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Sep 2020)
- CF30 Customer (19 Nov 2019 to 8 Dec 2019)
Alison Jefferis
IRN AXJ00222
- [FCA CF] Material risk taker (9 Dec 2019 to 20 May 2022)
Andrew James Nicoll
IRN AJN01084
- [FCA CF] Client dealing (1 Apr 2021 to 31 Oct 2022)
- [FCA CF] Material risk taker (1 Apr 2021 to 31 Oct 2022)
Angela Ghouse
IRN AXG00290
- [FCA CF] Significant management (since 8 Aug 2023)

Smaller firms operating under this firm's FCA authorisation.

Alan Rodger & Partnership (no longer appointed)
FRN 201637 · Appointed 1 Feb 1998 · Until 5 Jul 2004
M&D Associates (no longer appointed)
FRN 193374 · Appointed 30 Jan 1998 · Until 1 Dec 2001
County Associates (no longer appointed)
FRN 193349 · Appointed 29 Jan 1998 · Until 1 Dec 2001
Paragon Financial Services Limited (no longer appointed)
FRN 193577 · Appointed 1 Jan 1998 · Until 1 Dec 2001
Mortgage Advisory Service (no longer appointed)
FRN 201655 · Appointed 16 Dec 1997 · Until 1 Dec 2001
Colin JV Seager & Associates (no longer appointed)
FRN 201642 · Appointed 16 Dec 1997 · Until 10 Oct 2002
One Financial Planning Ltd (no longer appointed)
FRN 191206 · Appointed 16 Dec 1997 · Until 1 Dec 2001
Miskimmin Taylor (no longer appointed)
FRN 201656 · Appointed 4 Nov 1997 · Until 1 Dec 2001
P & P Insurance Care Consultancy (no longer appointed)
FRN 191192 · Appointed 26 Sep 1997 · Until 1 Dec 2001
Smyth Whannel & Co (no longer appointed)
FRN 191200 · Appointed 22 Sep 1997 · Until 26 May 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.