Threadneedle Portfolio Services Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Carl Junek
IRN JCJ01040
- CF2 Non Executive Director (5 Aug 2010 to 20 Jan 2017)
John Devine
IRN JXD01805
- CF1 Director (14 Nov 2008 to 24 Nov 2010)
John Marcus Willcock
IRN JMW01301
- SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2020)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2020)
- CF3 Chief Executive (5 Aug 2019 to 8 Dec 2019)
- CF1 Director (24 Jul 2013 to 8 Dec 2019)
John William Dickinson
IRN JWD01047
- CF11 Money Laundering Reporting (6 Jul 2006 to 30 Jun 2009)
Julie Griffiths
IRN JPJ01012
- [FCA CF] Significant management (9 Dec 2019 to 28 Sep 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Sep 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 28 Sep 2023)
- CF28 Systems and controls (16 May 2016 to 8 Dec 2019)
Karen Wilson Thissen
IRN KXW01657
- CF2 Non Executive Director (19 Dec 2017 to 8 Dec 2019)
Kathleen Mary Shailer
IRN KMS01096
- CF2 Non Executive Director (10 May 2016 to 8 Dec 2019)
Keith Samuel Haywood
IRN KSH01028
- CF28 Systems and controls (1 Sep 2008 to 24 Nov 2017)
Laura Cook
IRN LXC00238
- [FCA CF] Material risk taker (since 1 Apr 2021)
Laura Weatherup
IRN LMW01095
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2024)
- [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2024)

Smaller firms operating under this firm's FCA authorisation.

Warwick Knight Ltd (no longer appointed)
FRN 191203 · Appointed 15 Dec 1998 · Until 1 Dec 2001
Sheavyn Butler & Co (no longer appointed)
FRN 201663 · Appointed 9 Dec 1998 · Until 1 Dec 2001
DW Associates (no longer appointed)
FRN 193350 · Appointed 9 Dec 1998 · Until 1 Dec 2001
Mortgage Advice Agency Limited (no longer appointed)
FRN 193378 · Appointed 11 Nov 1998 · Until 17 Nov 2003
Rock Financial Consultants (no longer appointed)
FRN 191198 · Appointed 26 Oct 1998 · Until 1 Dec 2001
Ian Manson Thompson (no longer appointed)
FRN 193364 · Appointed 1 Oct 1998 · Until 1 Dec 2001
Marker Financial Associates (no longer appointed)
FRN 191188 · Appointed 29 Sep 1998 · Until 23 Sep 2002
West Park Financial Services (no longer appointed)
FRN 192022 · Appointed 9 Sep 1998 · Until 1 Dec 2001
Clearwater Financial Services (no longer appointed)
FRN 193348 · Appointed 1 Aug 1998 · Until 1 Dec 2001
Future Finance Financial Services & Mortgage Consultants (no longer appointed)
FRN 187354 · Appointed 10 Jul 1998 · Until 26 May 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.