Threadneedle Portfolio Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ann Lindsay Roughead
IRN ALR01043
- CF2 Non Executive Director (10 Jun 2014 to 8 Dec 2019)
Antony Keith Venner White
IRN AKW01030
- CF29 Significant management (1 Nov 2007 to 3 Jul 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (5 Jul 2005 to 31 Oct 2007)
Campbell David Fleming
IRN CDF01015
- CF3 Chief Executive (11 Dec 2009 to 1 Jul 2010)
- CF1 Director (11 Dec 2009 to 29 Apr 2016)
Christianus Cornelius Johannes Maria Pellis
IRN CXP01217
- CF29 Significant management (1 Nov 2007 to 30 Nov 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
Christopher John Morrogh
IRN CJM01149
- SMF3 Executive Director (9 Dec 2019 to 4 Feb 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 4 Feb 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Feb 2021)
- CF1 Director (29 Jul 2013 to 8 Dec 2019)
Christopher Town
IRN CXT00235
- SMF16 Compliance Oversight (since 10 Aug 2023)
- [FCA CF] Material risk taker (since 9 Dec 2019)
Christopher Ward
IRN CXW00244
- [FCA CF] Material risk taker (9 Dec 2019 to 2 Nov 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 2 Nov 2021)
Claude Kremer
IRN CXK01326
- CF2 Non Executive Director (18 Oct 2011 to 8 Dec 2019)
Claudia Wearmouth
IRN CXW00230
- SMF3 Executive Director (since 15 May 2025)
Colin Moore
IRN CXM02678
- CF2 Non Executive Director (23 Feb 2017 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Westlea Services Limited (no longer appointed)
FRN 192024 · Appointed 1 Nov 1999 · Until 1 Dec 2001
Carter Thompson & Associates Limited (no longer appointed)
FRN 191174 · Appointed 26 Oct 1999 · Until 1 Dec 2001
Surrey Investment Associates Limited (no longer appointed)
FRN 193573 · Appointed 5 Oct 1999 · Until 2 Jan 2003
Derwent Valley Financial Consultants (no longer appointed)
FRN 191176 · Appointed 1 Oct 1999 · Until 8 Apr 2003
Acumen Financial Management (no longer appointed)
FRN 191189 · Appointed 30 Sep 1999 · Until 26 May 2004
Fermac (no longer appointed)
FRN 191205 · Appointed 21 Sep 1999 · Until 1 Dec 2001
Appletree Financial Solutions Limited (no longer appointed)
FRN 191182 · Appointed 1 Sep 1999 · Until 1 Dec 2001
Kings Group Limited Liability Partnership (no longer appointed)
FRN 162695 · Appointed 25 Aug 1999 · Until 1 Dec 2001
Richard James Financial Services Limited (no longer appointed)
FRN 193383 · Appointed 3 Aug 1999 · Until 1 Dec 2001
Martin Keith Sherwood (no longer appointed)
FRN 193228 · Appointed 30 Jul 1999 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.