Threadneedle Investment Services Limited

Date authorised
1 April 2013
Companies House
03701768
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    CANNON PLACE
    78 CANNON STREET
    London
    EC4N 6AG
    UNITED KINGDOM
    Phone
    +442074645000
    Web
    https://www.columbiathreadneedle.com

  • Complaints Contact

    CANNON PLACE
    78 CANNON STREET
    London
    EC4N 6AG
    UNITED KINGDOM
    Phone
    +442074645000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ann Lindsay Roughead

    IRN ALR01043

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2025)
    • CF2 Non Executive Director (10 Jun 2014 to 8 Dec 2019)
  • Campbell David Fleming

    IRN CDF01015

    • CF8 Apportionment and Oversight (4 Feb 2013 to 29 Apr 2016)
    • CF1 Director (11 Dec 2009 to 29 Apr 2016)
    • CF3 Chief Executive (11 Dec 2009 to 1 Jul 2010)
  • Christopher John Woodger

    IRN CXW00522

    • [FCA CF] CASS oversight function (1 Sep 2022 to 9 Aug 2023)
  • Christopher Town

    IRN CXT00235

    • SMF16 Compliance Oversight (since 10 Aug 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Claude Kremer

    IRN CXK01326

    • CF2 Non Executive Director (18 Oct 2011 to 8 Dec 2019)
  • Colin Moore

    IRN CXM02678

    • CF2 Non Executive Director (23 Feb 2017 to 8 Dec 2019)
  • Crispin John Henderson

    IRN CJH01199

    • CF3 Chief Executive (10 Aug 2007 to 28 Feb 2013)
    • CF8 Apportionment and Oversight (21 Mar 2007 to 31 Mar 2009)
    • CF1 Director (11 Feb 2002 to 28 Feb 2013)
  • Danny Firth

    IRN DXF01217

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Mar 2004 to 30 Sep 2006)
  • Darrel James Buckley

    IRN DJB01656

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jun 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2026)
    • CF11 Money Laundering Reporting (24 Mar 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Mar 2016 to 8 Dec 2019)
  • David Frederick Sachon

    IRN DFS01021

    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Apr 2006)
    • CF3 Chief Executive (1 Dec 2001 to 1 Apr 2006)
    • CF1 Director (1 Dec 2001 to 1 Apr 2006)
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Recent activity

Updates to this firm's record on the FCA register.

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