Threadneedle International Limited

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.columbiathreadneedle.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Simon Coulon

  IRN SMC01272

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF28 Systems and controls (2 Nov 2018 to 8 Dec 2019)
• Simon David Roberts

  IRN SDR01083

  • [FCA CF] Client dealing (9 Oct 2023 to 31 Jan 2024)
• Simon Haines

  IRN SMH01078

  • [FCA CF] Manager of certification employee (since 11 Oct 2023)
  • [FCA CF] Client dealing (since 11 Oct 2023)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (18 Feb 2008 to 8 Dec 2019)
• Simon Howard Davies

  IRN SHD01012

  • CF29 Significant management (1 Nov 2007 to 29 Jun 2012)
  • CF16 Significant Mgt (Desgntd Investment Business) (7 Aug 2007 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 7 Aug 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Aug 2007)
  • CF3 Chief Executive (1 Dec 2001 to 7 Aug 2007)
• Simon Richard Brazier

  IRN SRB01097

  • CF30 Customer (16 Apr 2010 to 3 Sep 2014)
• Simon Richard Holmes

  IRN SRH01147

  • [FCA CF] Client dealing (10 Oct 2023 to 31 Oct 2024)
• Sohil Chotai

  IRN SXC02506

  • CF30 Customer (13 Aug 2018 to 12 Jul 2019)
• Sonal Sagar

  IRN SXS02210

  • [FCA CF] Client dealing (since 11 Oct 2023)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (4 Apr 2017 to 8 Dec 2019)
• Stacey Cassidy

  IRN SXC02984

  • [FCA CF] Client dealing (since 18 Feb 2026)
  • [FCA CF] Material risk taker (since 18 Feb 2026)
  • [FCA CF] Client dealing (11 Oct 2023 to 1 Apr 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2025)
  • CF30 Customer (9 Jun 2017 to 8 Dec 2019)
• Stephane Robert Alphonse Jeannin

  IRN SRJ01041

  • CF30 Customer (1 Nov 2007 to 16 May 2013)
  • CF27 Investment Management (13 Feb 2006 to 31 Oct 2007)

No changes recorded yet.