Simon Richard Brazier

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NINETY ONE UK LIMITED (no longer approved here)

    FRN 122420

    • [FCA CF] Client dealing (25 Nov 2020 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 31 Mar 2023)
    • CF30 Customer (9 Jan 2015 to 8 Dec 2019)
  • Ninety One Fund Managers UK Limited (no longer approved here)

    FRN 145007

    • [FCA CF] Client dealing (25 Nov 2020 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 31 Mar 2023)
    • CF30 Customer (9 Jan 2015 to 8 Dec 2019)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF30 Customer (16 Apr 2010 to 3 Sep 2014)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF30 Customer (16 Apr 2010 to 3 Sep 2014)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 18 Mar 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 18 Mar 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 20 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.