Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 31 Dec 2023)
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Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Client dealing (since 11 Oct 2023)
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Threadneedle Asset Management Limited
FRN 122194
- [FCA CF] Client dealing (since 11 Oct 2023)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (4 Apr 2017 to 8 Dec 2019)
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Threadneedle International Limited
FRN 143014
- [FCA CF] Client dealing (since 11 Oct 2023)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (4 Apr 2017 to 8 Dec 2019)
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- CF30 Customer (7 Feb 2012 to 6 Feb 2015)
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- CF30 Customer (18 Aug 2011 to 3 Feb 2012)
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- CF30 Customer (1 Nov 2007 to 15 Feb 2008)
- CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.