Thornbridge Investment Management LLP

• Principal Place of Business

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

  Web

  http://www.thornbridge.com

• Complaints Contact

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sean Young

  IRN SXY81477

  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
  • CF30 Customer (since 5 Jun 2020)
• Seth Arthur Kirkham

  IRN SAK01040

  • CF30 Customer (since 29 Apr 2024)
  • CF4 Partner (AR) (since 29 Apr 2024)
  • [FCA CF] Client dealing (since 18 Nov 2022)
• Shaun Michel Mattingley

  IRN SMM01242

  • CF1 Director (AR) (22 Mar 2018 to 25 Oct 2019)
• Shaun William Barnard

  IRN SWB01065

  • CF1 Director (AR) (24 Oct 2017 to 23 May 2019)
• Sheila Li Yuan Foo

  IRN SLF01053

  • CF1 Director (AR) (31 May 2017 to 12 Mar 2018)
• Sidharth Narang

  IRN SXN01724

  • CF30 Customer (23 Jan 2017 to 10 Nov 2017)
• Simon Andrew Heawood

  IRN SAH01313

  • CF30 Customer (21 Mar 2016 to 7 Jun 2016)
• Simon Jonathan Harris

  IRN SJH01530

  • CF30 Customer (15 Jan 2018 to 19 Feb 2018)
• Simon Jonathan Heathcliff Hampshire

  IRN SJH01243

  • CF1 Director (AR) (17 Jul 2018 to 19 Feb 2024)
  • CF30 Customer (20 Jul 2016 to 19 Feb 2024)
• Simone Garbagnati

  IRN SXG13819

  • CF30 Customer (12 Apr 2019 to 16 Jan 2020)

• Blackstar Capital Europe Limited (no longer appointed)

  FRN 844920 · Appointed 27 Jun 2019 · Until 21 May 2020

• Thameside Markets Limited (no longer appointed)

  FRN 814320 · Appointed 10 Jun 2019 · Until 20 Dec 2019 · Tied agent

• Nighthawk Partners Limited (no longer appointed)

  FRN 842150 · Appointed 15 May 2019 · Until 2 Aug 2022 · Tied agent

• Ganita Wealth Limited (no longer appointed)

  FRN 597259 · Appointed 17 Apr 2019 · Until 16 Nov 2020

• Emicapital Europe Limited (no longer appointed)

  FRN 840054 · Appointed 11 Apr 2019 · Until 16 Jan 2020 · Tied agent

• K3 Advisory Limited (no longer appointed)

  FRN 839495 · Appointed 4 Apr 2019 · Until 1 Jan 2022

• Future Advisors Limited (no longer appointed)

  FRN 834616 · Appointed 26 Feb 2019 · Until 29 Jan 2020 · Tied agent

• MI Capital Research Limited (no longer appointed)

  FRN 653594 · Appointed 3 Jan 2019 · Until 15 Jan 2025

• Collective Equity Ownership Limited (no longer appointed)

  FRN 829375 · Appointed 24 Dec 2018 · Until 20 Nov 2019 · Tied agent

• Binocle Limited (no longer appointed)

  FRN 826238 · Appointed 16 Nov 2018 · Until 1 Jul 2021 · Tied agent

No changes recorded yet.